Privacy Policy
Knightsbridge Wealth Management PRIVACY NOTICE
Consistent with the Securities and Exchange Commission adoption of Regulation S-P, the Gramm-Leach-Bliley Act, which restricts the disclosure of “non-public personal information” pertaining to consumers (customers or clients) by financial institutions, the following pertains.
Knightsbridge Asset Management, LLC, DBA Knightsbridge Wealth Management (“Knightsbridge”) may collect non-public information pertaining to clients from various sources in the process of managing client portfolios. Knightsbridge may collect the following kinds of confidential personal information about clients: 1) information we receive from the client on applications or other forms, such as name, address, phone number, social security number, occupation, assets, income and other financial and family information; 2) information about the client’s transactions with us or with brokerages, banks and custodians with whom the client holds investment or cash accounts, including account numbers, holdings, balances, transaction history and other financial and investment activities. We may receive this information from the client and/or a third-party through various agreements, applications, and other documents, as a result of client security transactions or as information divulged orally. All non-public information pertaining to clients, regardless of source, will be treated confidentially.
Knightsbridge does not sell or disclose any non-public information regarding current or former clients without client authorization, except as permitted by law or in direct response to inquiries from governmental authorities. Information may also be disclosed to unaffiliated third parties (such as custodians, brokers, accountants, pension administrators or attorneys) when requested by the client or as required or permitted by law and only as needed in the discharge of our professional duties and service to clients.
Knightsbridge restricts access to a client’s non-public personal information to those employees who need to know that information to provide products or services to the client. Knightsbridge maintains physical, electronic, and procedural safeguards to guard client’s non-public personal information.
If, at any time in the future, it is necessary to disclose a client’s personal information in a way that differs with this policy, we will provide advance notice of the proposed change and the opportunity to opt out of such disclosure.
The California Consumer Privacy Act Disclosure explains how Knightsbridge Wealth Management will collect, use, and disclose personal information relating to California residents covered by the California Consumer Privacy Act (“CCPA”). Pursuant to the CCPA, California residents have a right to request the following information covering the 12 months preceding your request:
- the categories of Personal Information about the client that we collected;
- the categories of sources from which the Personal Information was collected;
- the purpose for collecting Personal Information about the client;
- the categories of third parties to whom we disclosed a clients Personal Information and the categories of Personal Information that was disclosed (if applicable) and the purpose for disclosing the Personal Information
- the specific pieces of Personal Information we collected about the client;
- Request we delete Personal Information we collected, unless the CCPA recognizes an exception; and
- Be free from unlawful discrimination for exercising their rights under the CCPA.
The specific Personal Information that we collect, use, and disclose relating to a California resident covered by the CCPA will vary based on our relationship or interaction with that individual. This Disclosure does not apply with respect to information that we collect about California residents as part of an application for financial services or when obtaining our financial services for personal, family, or household purposes.